DORA Compliance Readiness
Structure your digital operational resilience programme — from ICT risk management to third-party oversight — with a single platform built for financial entities.
Track DORA readiness across all five pillars
ComplyPilot maps your compliance posture across ICT risk management, incident management, resilience testing, third-party risk, and information sharing into a single visual dashboard.
≥75% On Track
Category meets readiness threshold
40–74% In Progress
Work underway, needs completion
<40% Needs Attention
Critical gaps to address first
Structured support for every DORA pillar
Each capability maps directly to DORA articles, helping financial entities demonstrate digital operational resilience across all key areas.
ICT Risk Management
Establish a comprehensive ICT risk management framework as required by Articles 5–13. Identify, classify, and document all ICT-supported business functions, assets, and dependencies.
ICT Systems & Protection
Document your ICT systems, protocols, and security tools. Track protection and prevention measures including information security policies, access controls, and encryption deployments.
Detection & Monitoring
Map your anomaly detection mechanisms and continuous monitoring capabilities. Demonstrate to supervisors that you can promptly detect ICT-related incidents and performance issues.
Incident Reporting
Meet the multi-stage ICT incident reporting requirements — initial notification, intermediate report, and final report to competent authorities. Classify incidents by impact, duration, and data loss.
Resilience Testing
Maintain a comprehensive digital operational resilience testing programme. Track vulnerability assessments, penetration tests, and threat-led penetration testing (TLPT) as required by Articles 24–27.
Third-Party Risk Management
Manage ICT third-party risk as an integral component of your risk framework. Maintain a register of all contractual arrangements, assess concentration risk, and ensure key contractual provisions.
Business Continuity & Recovery
Document ICT business continuity policies, response and recovery plans, backup procedures, and restoration testing. Ensure critical functions can be recovered within defined objectives.
Information Sharing
Participate in cyber threat information-sharing arrangements with other financial entities. Exchange indicators of compromise, tactics, techniques, and security alerts to strengthen collective resilience.
Who does DORA apply to?
DORA applies broadly to the financial sector, covering both traditional financial entities and their critical ICT service providers. The regulation entered into application on 17 January 2025.
Financial Entities
Must establish and maintain comprehensive ICT risk management frameworks, incident reporting processes, resilience testing programmes, and third-party oversight mechanisms.
Includes
Credit institutions & payment firms
Investment firms & trading venues
Insurance & reinsurance undertakings
Crypto-asset service providers
Critical ICT Providers
ICT third-party service providers designated as critical by ESAs are subject to a direct oversight framework, including inspections, recommendations, and potential penalties for non-compliance.
Includes
Cloud service providers
Data analytics & SaaS platforms
Core banking system providers
Payment processing infrastructure
AI agents accelerate your DORA readiness
ComplyPilot's built-in AI agents can map existing controls to DORA requirements, draft incident classification reports, assess ICT third-party concentration risk, and generate resilience testing plans — saving hours of manual compliance work.
Disclaimer: ComplyPilot provides structured support for DORA readiness. Final regulatory interpretation and compliance responsibility remains with the financial entity. Consult legal counsel for binding interpretations of EU Regulation 2022/2554.